1. E-learning

Criminal liability of the bank and its employees

In poche parole

Understand the risks incurred by a financial intermediary and its employees in the event of a breach of money laundering rules.

This course is divided into three parts. The first focuses on the legal and regulatory sources that govern efforts to combat money laundering in Switzerland, as well as some of the legal concepts that are essential for their application. It also looks at the particular position of financial intermediaries in preventing and combating money laundering.

In the second part of the course we examine the key legal elements of Article 305bis of the Swiss Criminal Code, which deals specifically with money laundering.

Finally, the last part of the course focuses on financial intermediaries’ failures to exercise due diligence as well as breaches of their reporting obligations and the resulting legal risks, also related to the criminal liability of the company.undefined

Prezzo: CHF 125.-
Durata: 30 minutes
Test di certificazione: 10 Domande
Accesso: 1 mese
Lingue disponibili:

Esperti

SAQ Durata della certificazione SAQ riconosciuta: 50 minutes min

Nella stessa categoria

FATCA regimeBeneficial ownership and CDB formsLe traitement d'un créditFraudFINMA's enforcement procedureArticle 305 bis Swiss Penal CodeLoi sur les valeurs patrimoniales d’origine illiciteLotta contro il riciclaggio di denaro (livello 1)The ESG concept and its European and Swiss regulatory frameworkBasics of Swiss SuccessionsInternational sanctions and embargoes ICommon Reporting Standard (CRS)International framework of the fight against money launderingClient advisors register certificationLe crédit lombardLa conoscenza delle transazioni (KYT)Market manipulationInternational sanctions and embargoes IITrusts, the CDB, FATCA and the CRSIntroduction to trusts Islamic finance : introductionFinSA rules of conduct IInsider trading: a CH-USA-EU comparisonData protection IFinSA rules of conduct IIESG : GreenwashingPolitically Exposed Persons (PEP)Les stratégies des optionsQualified Intermediary RegimeESG : Introduction, risks and regulationsFight against money laundering (level II)Introduction aux crypto-monnaiesBanker’s professional secrecyData protection IIIntroduction aux optionsMain laws and regulations governing the Swiss banking systemESG approachesCorruptionLa CDB 20Risks associated with cross-border activitiesCybersecurityKnow Your Customer “KYC”