1. E-learning

Complex structures

In poche parole

Understand, identify and analyse complex structures in accordance with current AML requirements.

The purpose of this training course is to strengthen Relationship Managers’ ability to identify and analyse complex structures. It lays out the general concepts involved, distinguishes between domiciliary companies and operating companies, and clarifies the regulatory definition of a complex structure.

The course then uses concrete examples to illustrate the differences between complex and non-complex structures. It presents a practical method for identifying and analysing complex structures, together with the role of a detailed chart of the structure.

Lastly, the course addresses the AML issues associated with complex structures. Here, it covers risk analysis, KYC requirements relating to the structure and its beneficial owners, as well as transaction reviews, to ensure rigorous management of the structure’s AML risks.

Prezzo: CHF 89.-
Durata: 30 minutes
Test di certificazione: 20 Domande
Accesso: 1 mese
Lingue disponibili:

Esperti

SAQ Durata della certificazione SAQ riconosciuta: 50 minuti

Nella stessa categoria

FATCA regimeBeneficial ownership and CDB formsLe traitement d'un créditFraudFINMA's enforcement procedureArticle 305 bis Swiss Penal CodeLoi sur les valeurs patrimoniales d’origine illiciteLotta contro il riciclaggio di denaro (livello 1)Les produits structurésThe ESG concept and its European and Swiss regulatory frameworkBasics of Swiss SuccessionsInternational sanctions and embargoes ICommon Reporting Standard (CRS)International framework of the fight against money launderingClient advisors register certificationLe crédit lombardLa conoscenza delle transazioni (KYT)Market manipulationInternational sanctions and embargoes IITrusts, the CDB, FATCA and the CRSConflicts of interest: general principlesIntroduction to trustsIslamic finance : introductionFinSA rules of conduct IInsider trading: a CH-USA-EU comparisonCriminal liability of the bank and its employeesData protection IFinSA rules of conduct IIESG : GreenwashingPolitically Exposed Persons (PEP)Les stratégies des optionsQualified Intermediary RegimeESG : Introduction, risks and regulationsFight against money laundering (level II)Introduction aux crypto-monnaiesBanker’s professional secrecyData protection IIIntroduction aux optionsConflicts of interest in the context of the FinSA (Financial Services Act)Main laws and regulations governing the Swiss banking systemESG approachesCorruptionLa CDB 20 et son CommentaireCritical dataRisks associated with cross-border activitiesCybersecurityKnow Your Customer “KYC”